Greg Uttinger
April 1, 2003
Introduction
The Western form of the Nicene Creed differs from the Eastern in what it says
about the Holy Spirit. The Eastern form, following that adopted at Constantinople,
says that the Holy Ghost "proceedeth from the Father." The Western form of
the Creed adds the words, "and the Son" in Latin, the single word Filioque.
The Western Church confesses a double procession of the Holy Spirit, a procession
from the Father and the Son.1 The Eastern Church regards this as
heresy.
The Filioque clause originated in Spain
in the 6th Century. The Council of Toledo (589),
in denouncing Arianism, issued twenty-three anathemas
and, at the same time, inserted the Filioque into
the Latin text of the Nicene Creed.2 From
Spain, use of the Filioque passed into
Gaul. Charlemagne asked Pope Leo III to sanction
the Filioque. Leo judged the doctrine orthodox,
but objected to altering the ecumenical Creed.
Nonetheless, use of the Filioque continued
to spread in the West and eventually won approval
in Rome.
In the middle of the 11th Century, the Filioque became
a major point of contention between the East and
West. The Eastern Church complained that the West
had added the Filioque illegally that
is, without an ecumenical council3 and
that the doctrine itself was fundamentally wrong
and dangerous. This remains the position of the
Eastern Church to this day.
The Testimony of the Fathers
The doctrine of the double procession was no novelty when the Council of Toledo
used it in its attack on Arianism. Consider the testimony of these ancient
writers, two of whom actually hailed from the East:4
St. Epiphanius of Salamis (d. 403) wrote in his Ankyrotos:
The Father always existed and the Son always
existed, and the Spirit breathes from the Father
and the Son; and neither is the Son created
nor is the Spirit created.
St. Cyril of Alexandria, the enemy of Nestorianism,
wrote in his Thesaurus (c. 424):
Since the Holy Spirit when He is in us effects
our being conformed to God, and He actually
proceeds from Father and Son, it is abundantly
clear that He is of the divine essence, in it
in essence and proceeding from it.
St. Hilary of Potiers (356-359) in his De
Trinitate said the Holy Spirit "is of the
Father and the Son, His Sources." Pope St. Damasus
I in the Acts of the Council of Rome (382) declared:
The Holy Spirit is not of the Father only,
or the Spirit of the Son only, but He is the
Spirit of the Father and the Son. For it is
written, "If anyone loves the world, the Spirit
of the Father is not in him" (1 John 2:15);
and again it is written: "If anyone, however,
does not have the Spirit of Christ, he is none
of His" (Romans 8:9).
And Pope St. Leo I (d. 461) said (Sermon 75:30):
The Son is the Only-begotten of the Father,
and the Holy Spirit is the Spirit of the Father
and of the Son, not as any creature, which also
is of the Father and of the Son, but as living
and having power with both, and eternally subsisting
of that which is the Father and the Son.
But it was St. Augustine of Hippo who did the
most to develop the doctrine of the double procession. "St.
Augustine taught that the Holy Spirit is the bond
of love that exists between the Father and the
Son."5 In On the Trinity (400-416)
he wrote:
[With the Father and the Son] the Holy Spirit,
too, exists in this same unit of substance and
equality. For whether He be the unity of the
Father and the Son, or Their holiness, or Their
love, or Their unity because He is Their love,
or Their love because He is Their holiness,
it is clear that He is not one of the Two, since
it is by Him that the Two are joined, by Him
that the Begotten is loved by the Begetter,
and in turn loves Him who begot Him (XI, 5:7).
And yet it is not without reason that in this
Trinity only the Word of God is called Son,
only the Gift of God the Holy Spirit, and only
He of whom the Word is begotten and from Whom
principally the Holy Spirit proceeds is called
God the Father. I have added the term "principally" because
the Holy Spirit is found to proceed also from
the Son. But this too the Father gave the Son,
not as if the Son did not already exist and
have it, but because whatever the Father gives
the Son, He gives by begetting. He so begot
Him, then, that the Gift might proceed jointly
from Him, and so that the Holy Spirit would
be the Spirit of both (XV, 17:29).
According to Scripture
The central verse in this whole debate is John 15:26:
But when the Comforter is come, whom
I will send unto you from the Father, even the
Spirit of truth, which proceedeth from the Father,
he shall testify of me.
The Council of Constantinople lifted the phrase "proceedeth
from the Father" directly from Scripture and placed
it in the Creed. The Spirit's precise relationship
to the Son was not a pressing question at the
time, and the Council did not speak to it one
way or the other. Yet the Eastern Church argues
from the silence of the text and of the Creed:
since both say "from the Father" and no more,
it is wrong, the East insists, to add more. This
is not necessarily true, however. "From the Father" need
not exclude "and from the Son" if there is other
Scriptural evidence to support the clause.
We read in Matthew of one angel at the tomb
on Easter Day, and this does not contradict
Luke's statement that there were two angels.
We read in Mark 10 and Luke 18 of a blind beggar
healed by Jesus on the outskirts of Jericho,
and this does not contradict the statement in
Matthew that there were two blind beggars healed.
Similarly, it is clear that the saying of Jesus,
that the Spirit proceeds from the Father, does
not contradict the statement that the Spirit
proceeds also from the Son.6
Though Scripture does not say explicitly that
the Spirit proceeds from the Son, it does say
what amounts to the same thing.
Nevertheless I tell you the truth; it is expedient
for you that I go away: for if I go not away,
the Comforter will not come unto you; but if
I depart, I will send him unto you (John
17:7).
And when he had said this, he breathed on them,
and saith unto them, Receive ye the Holy Ghost
(John 20:22).
Jesus promised that He Himself would send the
Spirit. After His resurrection, He bestowed the
Spirit upon His disciples with a breath, His own
breath. The Eastern Church argues that this was
merely a sign or sacrament; yet God reveals Himself
in His works as He is in truth. The sending or
breathing or procession in time presupposes and
reveals the procession from eternity.7
And because ye are sons, God hath sent forth
the Spirit of his Son into your hearts, crying
Abba, Father (Gal. 4:6).
If the Holy Spirit is the Spirit (or Breath)
of the Son, then He must be breathed (spirated)
by the Son. And the word is Son, not Christ or Jesus:
the reference is to the ontological Trinity, to
something within the Godhead, and not to the Mediator's
sending the Spirit at Pentecost. The Son breathes
the Spirit from eternity, and therefore He has
breathed or sent Him in time.
Howbeit when he, the Spirit of truth, is come,
he will guide you into all truth: for he shall
not speak of himself; but whatsoever he shall
hear, that shall he speak: and he will shew
you things to come. He shall glorify me: for
he shall receive of mine, and shall shew it
unto you. All things that the Father hath are
mine: therefore said I, that he shall take of
mine, and shew it unto you (John 16:13-15).
That which the Spirit has, He has "from the Son
no less than from the Father."
and as the Son is said to be from the
Father because he does not speak of himself,
but of the Father (from whom he receives all
things), so the Spirit ought to be said to be
and to proceed from the Son because he hears
and speaks from him.8
There is more. If the Spirit does not proceed
from the Son, we have some serious theological
problems. First, we lose intimate fellowship that
is the Trinity. For the Holy Spirit has no immediate
relationship to the Son. The Father's Breath has
no destination, nor is that Breath ever returned
to Him. "It is only if the Spirit proceeds from
both that the inter-communion of the persons of
the Trinity is eternally complete."9
Second, we have no way to distinguish the Son
and the Spirit within the Godhead. We cannot even
say that the Son is the second Person of the Trinity
and the Holy Spirit is the third. After all, isn't
it true that a man's spirit is closer to that
man than is his son? And yet the normal language
of Scripture and the order of historical revelation
give us Father, then Son, and then Spirit.
If We Abandon the Filioque
Ideas have consequences. Ideas about God have profound consequences, especially
given enough time. The Filioque is not a minor matter, and whether
the Church accepts or rejects it will have extensive and long-term cultural
effects. The Dutch theologians and those influenced by their writings seem
to have clearer understanding of this than, say, those in the Presbyterian
tradition. For example, Herman Bavinck writes:
The three persons [in the Eastern perspective]
are not viewed as three relations within the
one essence, the self-unfoldment of the Godhead,
but the Father is viewed as the One who imparts
his being to the Son and to the Spirit. As a
result, the Son and the Spirit are so coördinated
that both in the same manner have their "originating
cause" in the Father. In both the Father reveals
himself. The Son causes us to know God: the
Spirit causes us to delight in him. The Son
does not reveal the Father in and through the
Spirit, neither does the Spirit lead us to the
Father through the Son. The two are more or
less independent of each other; each leads to
the Father in his own peculiar way. Thus, orthodoxy
and mysticism, mind and will, are placed in
antithetic relation to one another. And this
peculiar relation between orthodoxy and mysticism
characterizes the religious attitude prevailing
in the Eastern Church. Doctrine and life are
separated: doctrine is for the mind only: it
is a fit object of theological speculation.
Next to it and apart from it there is another
fountain of life, namely the mysticism of the
Spirit. This fountain does not have knowledge
as its source but has its own distinct origin
and nourishes the heart. Thus a false relation
is established between mind and heart: ideas
and emotions are separated, and the link that
should bind the two in ethical union is lacking.10
Edwin Palmer summarizes Kuyper's analysis:
Moreover, as Abraham Kuyper has incisively
pointed out, a denial of the filioque leads
to an unhealthy mysticism. It tends to isolate
the work of the Holy Spirit in our lives from
the work of Jesus. Redemption by Christ is put
in the background, while the sanctifying work
of the Spirit is brought to the fore. The emphasis
is more and more on the work of the Spirit in
our lives, which tends to lead to an independence
from Christ, the church, and the Bible. Sanctification
can loom larger than justification, the subjective
communion with the Spirit larger than the objective
church life, and illumination by the Spirit larger
than the Word. Kuyper believes that this has actually
been the case to some extent in the Eastern church,
as a result of the denial that the Spirit proceeds
form the Son as well as from the Father.11
The Spirit comes to glorify the Son (John
16:14). If we detach the work of the Spirit
from the blood of Christ and the word of God,
we distort Christianity in a most frightful
manner, and any mysticism we create will be
more akin to Eastern pantheism than to anything
in the Bible excepting, perhaps, the
idolatry of ancient Israel.12
Jim Jordan, writing on the Second Commandment,
has connected Eastern Orthodoxy's rejection of
the Filioque with its use of icons.
God meets man in language, in personal discourse.
Music may glorify that conversation and
it should do so in worship but God does
not meet man in music. Nor does He meet man
in visual art of any sort. He meets man in the
Word of God, in language; and because God in
incorporeal, He meets man in language alone.
Another way to put this is that God meets man
only through the Son of God, the Word. The Spirit
is the glory, the music, the visual display
of God; but God does not meet man through the
Spirit. By insisting that icons are a separate
channel of non-verbal communication with God
and the saints, the Orthodox separate the Spirit
from the Son. Understandably, they deny that
the Spirit proceeds from the Son. Biblical religion,
however, insists that the work of the Spirit
is to enable us to understand the Word of the
Son, not to be a separate way of approaching
God. God's "No!" [in the 2nd Commandment] is
a rejection of any attempt on the part of man
to approach God apart from His Son.13
There are other implications we need to consider.
For if the Spirit comes to do the work of the
Father, we must expect to find Him most clearly
revealed, not in the Church, but in creation. "If
the Spirit is understood as proceeding from the
Father alone, it is then natural to think that
Spirit reflects the spiritual energy of the created
world." Grace then takes a back seat to Nature.
Subordinationism gave primacy to nature, and
hence to the natural ability of man. As a result,
man becomes in effect his own savior, and grace
is cooperating grace, not prevenient. If the
Holy Ghost proceeds only from the Father, then
the Holy Ghost, in a system which accords primacy
to nature, becomes absorbed into nature.15
Theologically, rejection of the Filioque opens
the door to Pelagianism, man's ability to save
himself; politically, it leads directly to statism. "The
sure voice of God was therefore the natural voice,
the state."16 Eastern Orthodox nations
are no strangers to totalitarianism and imperialism.
The filioque is vitally connected with
the advance of the Western church towards a
strong anthropology (in connection with the
doctrine of sin and grace), while the Eastern
stopped in a weak Pelagian and synergistic view,
crude and undeveloped. The procession only de
Patre per Filium would put the church at
arm's length, so to speak, from God; that is,
beyond Christ, off at an extreme, or at one
side of the kingdom of divine life, rather than
in the centre and bosom of that kingdom, where
all things are hers. The filioque put
the church, which is the temple and organ of
the Holy Ghost in the work of redemption, rather between the
Father and the Son, partaking of their own fellowship,
according to the great intercessory prayer of
Christ Himself. It places the church in the
meeting point, or the living circuit of the
interplay, of grace and nature, of the divine
and the human; thus giving scope for s strong
doctrine of both nature and grace, and to a
strong doctrine also of the church itself.17
The Filioque means that the work of the
Father and the work of the Son coincide in the
operation of the Holy Spirit. Grace is not deification,
but the redemption and restoration of God's creation.
The Church, as the temple of the Holy Ghost, lies
at the very heart of this process and in the center
of the covenant love that exists within the Triune
God.
Summary and Conclusion
In 1984 ABC correspondent George Bailey, writing for a secular audience, traced
the conflict between the Soviet Union and the United States of America, the
modern incarnations of East and West, to the Filioque. He pointed
to "the mystagogical, or spiritual, turning inward of the Greek Orthodox
faith," which he connected with "the withdrawn spirituality of the Russian
orthodox tradition." This he contrasted with "the dynamic involvement in
worldly affairs characteristic of Catholicism and, to an even greater extent,
of Protestantism (the lay minister in a business suit)."18 Bailey
may have exaggerated cause and effect, but at least he saw something of the
theological and creedal roots of the greatest political conflict of the 20th
Century. Not many Western theologians were as astute.
The mysticism, cultural stagnation, and imperialism
typical of Eastern Orthodox nations are logical
consequences of rejecting the Filioque.
Sovereign grace and political liberty are logical
consequences of embracing it. And yet few Western
writers have devoted more than a page or two to
the Filioque. This is sad. Eastern Orthodox
theologians at least understand that the issue
is important, and they are quick to contend for
the sanctity of their position.19 It
is time for Western theologians to show a like
zeal in defending their own theological inheritance.
Notes
1. William G. T. Shedd, one of the few American
theologians to write at length on this issue,
summarizes the doctrine with these words:
Again, the Spirit, though spirated by
the Father and the Son, yet proceeds not from
the Father and Son as persons but from
the Divine essence. His procession is from one,
namely, the essence; while his spiration is by
two, namely, two persons. The Father and the Son
are not two essences, and therefore do not spirate
the Spirit from two essences. Yet they are two
persons, and as two persons having one numerical
essence spirate from it the third form
or mode of the essence the Holy Spirit:
their two personal acts of spiration concurring
in one single procession of the Spirit. There
are two spirations, because the Father and the
Son are two persons; but there is only one resulting
procession.Dogmatic Theology, 2nd ed.,
vol. I (Nashville: Thomas Nelson, 1980), 290.
2.
An earlier council at Toledo (447) had already
declared: "If anyone does not believe that the
Holy Ghost proceedeth from the Father and the
Son, and is coeternal with and like unto the Father
and the Son, let him be anathema." The 3rd Anathema,
in Rousas J. Rushdoony, Foundations
of Social Order (N. p.: Presbyterian
and Reformed Publishing Co., 1972), 120.
3. Protestants
have not worried much about this point, and
I will leave the argument to others. Whether the Filioque is
biblical or not is logically a distinct issue.
4. The quotations that follow have been collected
by James Kiefer in Creeds, "The
Filioque," 5-7, available at (http://www.thefathershouse.org/creed/filioque.html).
This is a remarkable web site, the more so since it is sponsored by the International
Pentecostal Holiness Church.
5. Ibid., 8. Keifer writes: "From all eternity,
independently of any created being, God is the Lover, the Loved, and the Love
itself. And the bond of unity and love that exists between the Father and the
Son proceeds from the Father and the Son."
6. Ibid., 2.
7. Turretin, III, xxxi, v, 309. Cf. Palmer, The Person
and Ministry of the Holy Spirit, The Traditional Calvinistic Perspective (Grand
Rapids: Baker Book House, 1974), 16.
8. Turretin, 309.
9. Cornelius Van Til, An Introduction to Systematic Theology (N.
p.: Presbyterian and Reformed Publishing Co., 1974), 226.
10. Herman Bavinck, The
Doctrine of God (Edinburgh: Banner of Truth
Trust, 1991), 317.
11. Palmer, 18.
12. The golden calves, both Aaron's and Jeroboam's,
were supposed to represent and serve as means
of contact to Jehovah (cf. Ex. 32:4; 1 Kings 12:28).
13.
James Jordan, Rite Reasons, Studies in Worship, No. 59, September
1998.
14. Robert J. Sanders, "Violence and the Filioque" (http://st-pauls.manhatttanks.org/essays/apr95.htm),
April 1995.
15. Rushdoony, 125.
16. Ibid., 123.
17. Yeoman, quoted by Rushdoony, 123. Unfortunately,
Rushdoony mistakenly traces this quote through Schaff. If anyone knows where
the quote actually comes from, please e-mail me the reference.
18. George Bailey, Armageddon in Prime Time (New
York: Avon Books, 1984), 37-38.
19. Most web articles on the Filioque are
Eastern Orthodox.
Greg Uttinger teaches theology, history, and literature at Cornerstone Christian
School in Roseville, California. He lives nearby in Sacramento County with his
wife, Kate, and their three children. He may be contacted at paul_ryland@hotmail.com.
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